Lisa Haggai Pierson

Current Employers

Employment History

• 03/2015 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Sequim, WA
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Sequim, WA
• 11/2020 → 11/2024
  Arbor Point Advisors
  Sequim, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Sequim, WA
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2020-11-06 → 2024-11-08
  Arbor Point Advisors
  Sequim, WA
• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Sequim, WA
• 2015-03-06 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Sequim, WA
  Seattle, WA
• 2014-07-29 → 2015-03-16
  Centaurus Financial, Inc.
  Anaheim, CA
  Sequim, WA
• 2013-01-07 → 2014-07-24
  J.P. Morgan Securities Llc
  Sequim, WA
  Port Angeles, WA
  Mission Viejo, CA
  Sequim, WA
• 2011-05-06 → 2012-12-05
  Thrivent Investment Management Inc.
  Sequim, WA
  Bellevue, WA
  Sequim, WA

Other Businesses

1. SAA POSITION: IAR NATURE: SAA INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 96 START DATE: 11/06/2020 ADDRESS: 12325 Port Grace Blvd, La Vista NE 68128 DESCRIPTION: Investment Advisor Representative APA POSITION: IAR NATURE: APA INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 10 START DATE: 11/06/2020 ADDRESS: 12325 Port Grace Blvd, La Vista NE 68128 DESCRIPTION: IAR 2. SEQUIM COMMUNITY CHURCH POSITION: Deacon NATURE: Church Member/Volunteer/Deacon INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2018 ADDRESS: 950 N 5th Ave, Sequim WA 98382 DESCRIPTION: Church Member/Volunteer/Deacon 3. INSURANCE POSITION: Insurance NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 09/05/2014 ADDRESS: 688 Spyglass Ln, Sequim WA 98382, United States DESCRIPTION: Variable life and annuities products 4. DBA - Pierson Financial Group 5. MIDNIGHT SUN VENTURES, LLC POSITION: Partner NATURE: Vacation Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2023 ADDRESS: 688 Spyglass Ln, Sequim WA 98382, United States DESCRIPTION: Posted vacation rental property located in Willis, TX on Airbnb in January of 2023. My husband, Scott G Pierson, is the Managing Partner of Midnight Sun Ventures, LLC which is the entity we are using for this activity. 6. PIERSON FINANCIAL GROUP POSITION: President NATURE: Subchapter S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 80 START DATE: 03/02/2015 ADDRESS: 688 Spyglass Ln, Sequim, WA WA 98382, United States DESCRIPTION: Investment and Advisory Services 7. SCOTT G. PIERSON & LISA H. PIERSON LIVING TRUST, DATED MAY 8, 2002 POSITION: Trustee NATURE: Family Living Trust INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/08/2002 ADDRESS: 688 Spyglass Ln, Sequim WA 98382, United States DESCRIPTION: Trustee 50%. No services are being provided to a non-immediate family member therefore no Letter of Release is attached.

Exams

• S66 Uniform Combined State Law Examination
  2011-05-05

Other Names

• Lisa Marie Haggai
• Lisa Marie Hyland
• Lisa Haggai Hyland
• Lisa Marie Pierson