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Stephen Gerard Parker

Tsn Management Inc.

New York, NY

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Current Employers
Tsn Management Inc.

New York, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-01-12
  • NY RA
    APPROVED
    Since 2023-01-12

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dawson James Securities New York NY 05/2014 09/2017
Cape Securities, Inc. Mcdonough GA 09/2017 06/2020
Tsn Management Inc. Bayside NY 06/2020 09/2021
Cape Securities Mcdonough GA 09/2021 06/2022
Tsn Management Inc. Bayside NY 06/2022 Present
  • 05/2014 → 09/2017
    Dawson James Securities
    New York, NY
  • 09/2017 → 06/2020
    Cape Securities, Inc.
    Mcdonough, GA
  • 06/2020 → 09/2021
    Tsn Management Inc.
    Bayside, NY
  • 09/2021 → 06/2022
    Cape Securities
    Mcdonough, GA
  • 06/2022 → Present
    Tsn Management Inc.
    Bayside, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-12
S63 Uniform Securities Agent State Law Examination 2011-06-10
S66 Uniform Combined State Law Examination 2007-03-24
  • S65 Uniform Investment Adviser Law Examination
    2019-01-12
  • S63 Uniform Securities Agent State Law Examination
    2011-06-10
  • S66 Uniform Combined State Law Examination
    2007-03-24

View on SEC IAPD

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