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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-30
  • FL RA
    APPROVED
    Since 2025-01-30

Branch Locations

333 Bridge St Nw Ste 1200, Grand Rapids, MI 49504 • United States

Boca Grande, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baxter-Dehaan Associates Grand Rapids MI 01/1983 Present
Northwestern Mutual Life Ins. Co. Milwaukee WI 03/1988 Present
Northwestern Mutual Investment Services, Llc Grand Rapids MI 08/1990 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 01/1983 → Present
    Baxter-Dehaan Associates
    Grand Rapids, MI
  • 03/1988 → Present
    Northwestern Mutual Life Ins. Co.
    Milwaukee, WI
  • 08/1990 → Present
    Grand Rapids, MI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-29
S63 Uniform Securities Agent State Law Examination 1990-12-17
  • S65 Uniform Investment Adviser Law Examination
    2010-03-29
  • S63 Uniform Securities Agent State Law Examination
    1990-12-17
Other Names
  • Dan Horning

View on SEC IAPD

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