Thomas Charles Simonek

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-05-01

TN RA
APPROVED

Since 2025-05-01

Branch Locations

College Grove, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
T. Charles Corporation	San Juan Capistrano	CA	06/1987	10/2022
H. Beck, Inc.	Newport Beach	CA	08/1994	03/2021
Thomas Simonek	Fallbrook	CA	04/2018	Present
Grove Point Advisors, Llc	Rockville	MD	04/2021	05/2025
Grove Point Investments, Llc	Rockville	MD	04/2021	05/2025
Lpl Financial Llc	College Grove	TN	05/2025	Present

06/1987 → 10/2022

T. Charles Corporation

San Juan Capistrano, CA
08/1994 → 03/2021

H. Beck, Inc.

Newport Beach, CA
04/2018 → Present

Thomas Simonek

Fallbrook, CA
04/2021 → 05/2025

Grove Point Advisors, Llc

Rockville, MD
04/2021 → 05/2025

Grove Point Investments, Llc

Rockville, MD
05/2025 → Present

Lpl Financial Llc

College Grove, TN

Previous Registrations

2021-04-01 → 2025-05-01

Grove Point Advisors, Llc

Rockville, MD

Fallbrook, CA

Rockville, MD

Spring Hill, TN

College Grove, TN
2008-01-02 → 2021-04-01

Grove Point Investments, Llc

Rockville, MD

San Juan Capistrano, CA

College Grove, TN

Other Businesses

1- 05/2025 - Property Owner - Real Estate Rental - College Grove, TN - Investment Related - Start Date 02/27/2024 - 124 hours per month/ 0 hours during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-12-10
S63	Uniform Securities Agent State Law Examination	1992-12-03

S65 Uniform Investment Adviser Law Examination

2007-12-10
S63 Uniform Securities Agent State Law Examination

1992-12-03

View on SEC IAPD