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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-05-03 |
| TX | RA | APPROVED_RES | 2024-05-02 |
Branch Locations
9020 Stony Point Pkwy Suite 385, Richmond , VA 23235 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Richmond | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | 05/2024 |
| Wells Fargo Advisors Financial Network, Llc | Richmond | VA | 05/2024 | Present |
THE LAUREL HILL HOUSE CONDOMINIUM ASSOCIATION; NOT INV. RELATED; RICHMOND, VA; BOARD MEMBER, START 1/1/2024; 3 HOURS PER MONTH; ZERO HOURS DURING TRADING; VOTE ON BUILDING MAINTENANCE DECISIONS/NEEDS.| NODROG LLC, INV RELATED, RICHMOND, VA, 100% OWNERSHIP, START 8/30/2023, 170 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.| SAGE WEALTH ADVISORS LLC, INV RELATED, RICHMOND, VA, 16.67% OWNERSHIP, START 8/8/2023, 160 HOURS PER MONTH, 40 HOURS DURING TRADING, FINET PRACTICE.| RICHMOND VOLLEYBALL; NOT INV RELATED; HENRICO, VA; COACH; START 09/08/2024; 30 HOURS PER MONTH; 0 HOURS DURING TRADING; COACH.| WILD HORSE LLC; INV RELATED; RICHMOND, VA; LLC FOR REAL ESTATE; 100% OWNERSHIP; START 03/26/2025; 5 HOURS PER MONTH; 0 HOURS DURING TRADING | RENTAL PROPERTY; INV RELATED; HENRICO, VA; 100% OWNERSHIP; START 04/25/2025; 5 HOURS PER MONTH; 0 HOURS DURING TRADING| RICHMOND VOLLEYBALL CLUB; NOT INV RELATED; HENRICO, VA; VOLLEYBALL ORIGANIZATION; COACH; START DATE 4/18/2025; 14 HOURS PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-27 |
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