Dino John Ragazzo

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2026-05-28
TX	RA	APPROVED_RES	2014-01-03
FL	RA	APPROVED	1990-01-02

GA RA
APPROVED

Since 2026-05-28
TX RA
APPROVED_RES

Since 2014-01-03
FL RA
APPROVED

Since 1990-01-02

Branch Locations

822 North Highway A1A Suite 211, Ponte Vedra Beach, FL 32082 • United States

Independent Square One Independent Dr. Suite 1700, Jacksonville, FL 32202 • United States

822 North Highway A1A Suite 211, Ponte Vedra, FL 32082 • United States

Jacksonville, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Ft. Myers	FL	12/1989	Present

12/1989 → Present

Ubs Financial Services Inc.

Ft. Myers, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-06-20
S63	Uniform Securities Agent State Law Examination	1984-05-04

S65 Uniform Investment Adviser Law Examination

1994-06-20
S63 Uniform Securities Agent State Law Examination

1984-05-04

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Firms

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