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Neal Scott Abravanel

Wells Fargo Clearing Services, LLC

Lakewood Ranch, FL

Sarasota, FL

Bethesda, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-06-15
MD RA APPROVED 2003-07-01
TX RA APPROVED_RES 2003-07-01
  • FL RA
    APPROVED
    Since 2022-06-15
  • MD RA
    APPROVED
    Since 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2003-07-01

Branch Locations

Lakewood Ranch, FL • United States

1605 Main St 12Th & 14Th Fls, Sarasota, FL 34236 • United States

7600 Wisconsin Ave Ste 900, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bethesda MD 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bethesda MD 11/2016 Present
Previous Registrations
  • 2000-05-22 → 2003-07-01
    Prudential Equity Group, Llc
    Bethesda, MD
Other Businesses

POWER OF ATTORNEY FOR MOTHER, INV RELATED, DELRAY BEACH, FL, START: 7/19/2021, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-10-03
S63 Uniform Securities Agent State Law Examination 1985-04-19
  • S65 Uniform Investment Adviser Law Examination
    1991-10-03
  • S63 Uniform Securities Agent State Law Examination
    1985-04-19
Designations

View on SEC IAPD

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