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Karen Adelle Smith

Wealthspire Advisors

Saint Johns, FL

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Current Employers
Wealthspire Advisors

521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-01-27
  • MD RA
    APPROVED
    Since 2026-01-27

Branch Locations

Saint Johns, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Convergent Wealth Advisors, Llc Potomac MD 05/2007 03/2017
Montgomery County Government Rockville MD 09/2017 11/2018
Wealthspire Advisors Potomac MD 11/2018 Present
Unemployed Eldersburg MD 04/2017 08/2017
  • 05/2007 → 03/2017
    Convergent Wealth Advisors, Llc
    Potomac, MD
  • 09/2017 → 11/2018
    Montgomery County Government
    Rockville, MD
  • 11/2018 → Present
    Wealthspire Advisors
    Potomac, MD
  • 04/2017 → 08/2017
    Unemployed
    Eldersburg, MD
Previous Registrations
  • 2019-01-29 → 2020-12-31
    Wealthspire Advisors
    Potomac, MD
  • 2007-08-01 → 2016-10-31
    Convergent Wealth Advisors, Llc
    Potomac, MD
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-07
  • S65 Uniform Investment Adviser Law Examination
    2007-05-07

View on SEC IAPD

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