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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-07-12 |
| GA | RA | APPROVED | 2004-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alpharetta | GA | 04/1988 | Present |
| Bank Of America, Na | Alpharetta | GA | 12/2009 | Present |
I*409368For profit or not for profit: Name of outside business organization: Peachtree Corners Baptist ChurchInvestment related: NAddress of business: Norcross, Georgia, 30092Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , InvestmentCommittee4personcommitteeformedtomakerecommendationstotheBoardforfundsreceivedfromlandsaleTheCommitteewillhavenoauthoritytomakeinvestmentsonlymakingrecommendationstotheBoardfortheirconsiderationI*368144For profit or not for profit: Name of outside business organization: Peachtree Corners Baptist Church, IncInvestment related: NAddress of business: Norcross, Georgia, 30092Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , ChurchElder I*2770271, Entity Type: Entity Charitable, Name of OBA: Neighborhood Cooperative Ministries , Address: Norcross , Georgia, 30091, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 01/01/2026, No Hours: 3 Monthly, No Hours during Trading: 1 Monthly, Duties: Board of Director position, Emergency clothing, food, shelter assistance, job training, medical screening for individuals and families in need
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-01 |
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