German Ramirezdearellano

Current Employers

Fsam Llc

1720 Windward Concourse Suite 115, Alpharetta, GA 30005 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2021-07-01

PR RA
APPROVED

Since 2021-07-01

Branch Locations

Gam Tower 2 Tabonuco Street, Suite 200, Guaynabo, PR 00968 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Hj Sims	Fairfield	CT	03/2014	06/2021
First Southern Llc	Guaynabo	PR	06/2021	Present
Fsam	Guaynabo	PR	06/2021	Present

03/2014 → 06/2021

Hj Sims

Fairfield, CT
06/2021 → Present

First Southern Llc

Guaynabo, PR
06/2021 → Present

Fsam

Guaynabo, PR

Previous Registrations

2015-11-10 → 2021-06-16

Herbert J. Sims Capital Management, Inc.

Guaynabo, PR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-07-13
S63	Uniform Securities Agent State Law Examination	1986-02-01

S65 Uniform Investment Adviser Law Examination

1996-07-13
S63 Uniform Securities Agent State Law Examination

1986-02-01

Other Names

German Ramirez
German Ramirez D A Calderon

View on SEC IAPD