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David Craig Blake

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Des Moines, IA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 1999-01-01
TX RA APPROVED_RES 1991-03-15
  • IA RA
    APPROVED
    Since 1999-01-01
  • TX RA
    APPROVED_RES
    Since 1991-03-15

Branch Locations

7545 Ashworth Rd, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Des Moines IA 09/1981 Present
Bank Of America, Na Des Moines IA 09/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-30
S63 Uniform Securities Agent State Law Examination 1984-05-05
  • S66 Uniform Combined State Law Examination
    2006-01-30
  • S63 Uniform Securities Agent State Law Examination
    1984-05-05
Other Names
  • David C Blake

View on SEC IAPD

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