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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1988-01-27 |
| VA | RA | APPROVED | 1987-09-14 |
Branch Locations
999 Waterside Dr, Norfolk, VA 23510 • United States
650 Peter Jefferson Pkwy, Charlottesville, VA 22911 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Norfolk | VA | 01/1984 | Present |
| Bank Of America, Na | Norfolk | VA | 09/2009 | Present |
I*31065 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: VALENCE U.S.A. INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHARLOTTESVILLE VA., VIRGINIA 22902 NATURE OF BUSINESS: OTHER,ADVISOR AS THE FATHER OF THE OWNER POSITION, TITLE, ASSOCIATION: FATHER OF THE OWNER START DATE OF RELATIONSHIP: 06/01/2000 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NO POSITION JUST LOAN HIM MONEY NONE JUST GIVE FREE ADVICE I*94085 For profit or not for profit: For-Profit Organization Name of outside business organization: Mill Creek Industrial Development LLC Investment related: N Address of business: Charlottesville, Virginia 22902 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 1/4/2016 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: As a co partner with my son to build a 10,000 sq. ft. commercial building for my son to operate and rent 80% of the building to others.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-29 |
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