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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-04-12 |
| TX | RA | APPROVED | 2022-04-11 |
Branch Locations
One Paces West, 2727 Paces Ferry Rd Suite 750, Office 706, Atlanta, GA 30339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American General Life Insurance | Houston | TX | 08/2016 | 09/2017 |
| Aig Capital Services, Inc. | Houston | TX | 08/2016 | 09/2017 |
| E*Trade Securities Llc | Houston | TX | 09/2017 | 02/2018 |
| E*Trade Capital Management Llc | Houston | TX | 09/2017 | 02/2018 |
| Valic Financial Advisors, Inc | Houston | TX | 02/2018 | Present |
| Aig Capital Services, Inc. | Houston | TX | 02/2018 | Present |
| Cambridge Investment Research Inc. | Fairfield | IA | 04/2022 | Present |
| Cambridge Investment Research Inc. | Fairfield | IA | 04/2022 | Present |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 04/2022 | Present |
1. BILL CROSS, 5806 Deer Shadow Ct, Houston TX 77041, United States, 01/01/2005, Owner, Owner/Partner of a Business Entity, NIR, 0 HR/MO - 0 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. START DATE: 04/11/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-29 |
| S65 | Uniform Investment Adviser Law Examination | 2003-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-02 |
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