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San Francisco, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-03-02 |
Branch Locations
San Francisco, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| San Francisco Police Department | San Francisco | CA | 06/1996 | 04/2017 |
| Nich Capital Partners, Llc | San Francisco | CA | 01/2016 | 02/2021 |
| Tre Api Wealth Management, Llc | San Francisco | CA | 01/2021 | Present |
1. Independent columnist; Not Investment Related; 144 Miraloma Drive San Francisco CA 94127-1643; Columnist covering crime, corruption, tax, economy, and investor psychology yearly; Write articles on Substack; never solicited compensation, donations accepted occasionally; Start date: 2023-01-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 15; Percentage of total yearly compensation expected to be derived from the business: 2; Website address for the organization: https://loub.substack.com/.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-02-27 |
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