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Randall Mark Mahar

Morgan Stanley

Portland, OR

Lake Oswego, OR

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2009-06-01
  • OR RA
    APPROVED
    Since 2009-06-01

Branch Locations

Portland, OR • United States

4800 Meadows Road Suite 400, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Lake Oswego OR 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Lake Oswego, OR
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Lake Oswego, OR
  • 2003-04-16 → 2007-04-02
    Morgan Stanley Dw Inc.
    Lake Oswego, OR
    Portland, OR
    Portland, OR
    Sisters, OR
    Palm Desert, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-08
S63 Uniform Securities Agent State Law Examination 1985-01-14
  • S65 Uniform Investment Adviser Law Examination
    2003-04-08
  • S63 Uniform Securities Agent State Law Examination
    1985-01-14
Other Names
  • Randy Mahar

View on SEC IAPD

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