Best Investors Account Sign in
Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-05-20
  • MN RA
    APPROVED
    Since 2022-05-20

Branch Locations

Maple Grove, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northland Securities, Inc Minneapolis MN 01/2008 07/2019
Umemployed Maple Grove MN 07/2019 08/2019
Cetera Investment Services Llc Saint Cloud MN 09/2019 01/2020
Lpl Financial, Llc Maple Grove MN 01/2020 Present
  • 01/2008 → 07/2019
    Northland Securities, Inc
    Minneapolis, MN
  • 07/2019 → 08/2019
    Umemployed
    Maple Grove, MN
  • 09/2019 → 01/2020
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 01/2020 → Present
    Maple Grove, MN
Other Businesses

1. 1/6/2020 - Generations Investment Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2019 - Time Spent 100%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-19
S63 Uniform Securities Agent State Law Examination 1984-03-12
  • S66 Uniform Combined State Law Examination
    2022-05-19
  • S63 Uniform Securities Agent State Law Examination
    1984-03-12

View on SEC IAPD

More in Maple Grove, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor