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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northland Securities, Inc | Minneapolis | MN | 01/2008 | 07/2019 |
| Umemployed | Maple Grove | MN | 07/2019 | 08/2019 |
| Cetera Investment Services Llc | Saint Cloud | MN | 09/2019 | 01/2020 |
| Lpl Financial, Llc | Maple Grove | MN | 01/2020 | Present |
1. 1/6/2020 - Generations Investment Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2019 - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-12 |
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