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Mark Donald Hennings

Lanark Financial, Inc.

Minnetonka, MN

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Current Employers
Lanark Financial, Inc.

1927 First Avenue North, Birmingham, AL 35203 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-08-12
  • MN RA
    APPROVED
    Since 2015-08-12

Branch Locations

11100 Wayzata Blvd Suite 545, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nbc Securities, Inc. Minnetonka MN 08/2015 Present
  • 08/2015 → Present
    Nbc Securities, Inc.
    Minnetonka, MN
Previous Registrations
  • 2012-08-02 → 2015-08-07
    Jhs Capital Advisors, Llc
    Tampa, FL
    Minnetonka, MN
    Portland, OR
  • 2006-06-21 → 2012-08-09
    Rbc Capital Markets, Llc
    Minnetonka, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-11-04
S65 Uniform Investment Adviser Law Examination 1998-10-26
  • S63 Uniform Securities Agent State Law Examination
    1998-11-04
  • S65 Uniform Investment Adviser Law Examination
    1998-10-26
Other Names
  • Mark Hennings

View on SEC IAPD

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