James Robert Thompson

Current Employers

Employment History

• 11/2007 → Present
  Lpl Financial Llc
  Amarillo, TX

Previous Registrations

• 2005-07-26 → 2007-12-05
  Chase Investment Services Corp.
  Amarillo, TX
  Amarillo, TX
• 1988-02-22 → 2005-04-13
  Morgan Stanley Dw Inc.
  Amarillo, TX

Other Businesses

1. 10/23/2007 - Outside/W-2 Employment - NOT INV REL - Freelance Voice-over Talent, Sole Proprietor, Non-financail activity - 2% TIME SPENT 2. 02/07/2008 - THOMPSON FINANCIAL CONSULTING INC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 6900 W I-40 STE 297, AMARILLO, TX 79106-2509 3. 12/29/2014: NO BUSINESS NAME - INV REL - 6900 W INTERSTATE 40, SUITE 297, AMARILLO, TX 79106 - NON-VARIABLE INSURANCE - START 10/02/2014 - 5 HR/MO 1 DURING SECS TRDG HRS - INDEPENDENT AGENT: LIFE, LTC, FIXED ANNUITIES 4. 03/01/2019 - Thompson Financial - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - 225 hrs/mo - 6 hours during trading. 5. 05/31/2019 - First Principles Properties LLC - Not investment related - Home based - Business Entity For Tax/Investment Purposes Only - start date:11/05/2015 - 25 hrs/mo - 0 hrs during trading - Revenues from Thompson Financial Consulting Inc and other Properties owned. 6. 8/29/2019 - Texas Investment & Retirement Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/15/2006 - 1 Hour Per Month During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-03-03

Other Names

• Jim Thompson
• Jim Thompson