William Edgar Duggins

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2005-09-28

CA RA
APPROVED

Since 2005-09-28

Branch Locations

Newport Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Aliso Viejo	CA	09/2005	Present

09/2005 → Present

Linsco/Private Ledger Corp.

Aliso Viejo, CA

Previous Registrations

2000-10-10 → 2005-10-18

Citigroup Global Markets Inc.

Newport Beach, CA

Other Businesses

1. 9/30/2005 - LICENSEC REAL ESTATE BROKER IN STATE OF CALIFORNIA. 2. 1/20/2010 - OTHER-AUTHOR - WRITING A BOOK OR NOVEL THAT IS NOT BUSINESS RELATED. - TIME SPENT 5%. 3. 4/12/2010 - DBA ONLY - DUGGINS FINANCIAL - CA.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-08-11
S63	Uniform Securities Agent State Law Examination	1991-02-19

S65 Uniform Investment Adviser Law Examination

2000-08-11
S63 Uniform Securities Agent State Law Examination

1991-02-19

Designations

Other Names

Bill Duggins
William Edgar Duggins
Bill Duggins
William E. Duggins
William Edgar Duggins

View on SEC IAPD