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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-26
NJ RA APPROVED 2016-08-23
  • NY RA
    APPROVED
    Since 2021-04-26
  • NJ RA
    APPROVED
    Since 2016-08-23

Branch Locations

Manalapan, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Manalapan NY 05/1982 Present
Osaic Wealth, Inc. New York NY 01/1994 Present
  • 05/1982 → Present
    Self Employed
    Manalapan, NY
  • 01/1994 → Present
    New York, NY
Other Businesses

1. HARRY SCHALL POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 3 START DATE: 06/01/1999 ADDRESS: 14 Penn Plaza Suite 1310, New York NY 10122, United States DESCRIPTION: get quoates for client insurance 2. HARRY SCHALL, CPA POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 10 START DATE: 06/01/1982 ADDRESS: 14 Penn Plaza Suite 1310, New York NY 10122, United States DESCRIPTION: Accounting, tax return preparation and planing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-02
S63 Uniform Securities Agent State Law Examination 1994-10-26
  • S66 Uniform Combined State Law Examination
    2016-08-02
  • S63 Uniform Securities Agent State Law Examination
    1994-10-26

View on SEC IAPD

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