Jay P Mechling

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-07-13
TX	RA	APPROVED	2008-12-19

CO RA
APPROVED

Since 2023-07-13
TX RA
APPROVED

Since 2008-12-19

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Minturn, CO • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial Yes
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Austin	TX	11/2008	Present

11/2008 → Present

Ubs Financial Services Inc

Austin, TX

Previous Registrations

2007-04-02 → 2008-12-02

Morgan Stanley & Co. Llc

Austin, TX
1984-08-24 → 2007-04-02

Morgan Stanley Dw Inc.

Austin, TX

Austin, TX

Other Businesses

Austin Recovery / 4201 S. Congress Ave. #202 Austin,TX 78745 / Other/ Charities, Cultural, Educational & Political Organisations / Drug and Alcohol Rehabilitation / Member of Board of Directors / / Board Meetings / Start Date 02/01/2017/ 501C3 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-07-08
S63	Uniform Securities Agent State Law Examination	1984-02-29

S65 Uniform Investment Adviser Law Examination

1994-07-08
S63 Uniform Securities Agent State Law Examination

1984-02-29

View on SEC IAPD