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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-10
WI RA APPROVED 2023-08-10
FL RA APPROVED 2023-06-23
  • TX RA
    APPROVED
    Since 2023-08-10
  • WI RA
    APPROVED
    Since 2023-08-10
  • FL RA
    APPROVED
    Since 2023-06-23

Branch Locations

Fort Meyers, FL • United States

2945 Triverton Pike Dr Ste 200, Madison, WI 53711 • United States

Ballybunion • Ireland

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Ins Co St Paul MN 05/1987 08/2023
Securian Financial Services, Inc. St Paul MN 03/1990 08/2023
C.R.I. Securities, Inc. St Paul MN 03/1990 10/2021
North Star Consultants, Inc & North Star Brokerage Madison WI 05/1987 Present
Bramson & Assoc Fort Myers FL 06/2004 Present
Pass The Ace, Llc Madison WI 10/2002 Present
Cetera Wealth Services, Llc El Segundo CA 06/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/1987 → 08/2023
    Minnesota Life Ins Co
    St Paul, MN
  • 03/1990 → 08/2023
    Securian Financial Services, Inc.
    St Paul, MN
  • 03/1990 → 10/2021
    C.R.I. Securities, Inc.
    St Paul, MN
  • 05/1987 → Present
    North Star Consultants, Inc & North Star Brokerage
    Madison, WI
  • 06/2004 → Present
    Bramson & Assoc
    Fort Myers, FL
  • 10/2002 → Present
    Pass The Ace, Llc
    Madison, WI
  • 06/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-07-17 → 2023-08-10
    Securian Financial Services, Inc.
    Madison, WI
    Madison, WI
    Fort Meyers, FL
    St. Paul, MN
  • 2005-03-25 → 2021-10-18
    Cri Securities, Llc
    Madison, WI
    Madison, WI
    Fort Meyers, FL
  • 1987-10-21 → 2007-12-31
    Marathon Advisors, Inc
    Madison, WI
    Madison, WI
Other Businesses

1.BRAMSON & ASSOCIATES LLC POSITION: CONSULTANT NATURE: BUSINESS OWNER INVESTMENT RELATED: NO NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2004 ADDRESS: , VERONA WI , UNITED STATES DESCRIPTION: CONSULTANT; 2.MEMOIRY JOURNAL POSITION: OWNER NATURE: BUSINESS OWNER INVESTMENT RELATED: NO NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2012 ADDRESS: , FORT MYERS FL , UNITED STATES DESCRIPTION: OWNER; 3.NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: AGENT/BROKER NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/1987 ADDRESS: , MINNEAPOLIS MN , UNITED STATES DESCRIPTION: AGENT/BROKER; 4.PASS THE ACE LLC POSITION: OWNER NATURE: RENTAL PROPERTY INVESTMENT RELATED: YES NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2002 ADDRESS: , MADISON WI , UNITED STATES DESCRIPTION: OWNER; 5.WESTERN GOLF ASSOCIATION POSITION: DIRECTOR NATURE: VOLUNTEER/COMMUNITY OUTREACH INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2012 ADDRESS: , GOLF IL , UNITED STATES DESCRIPTION: DIRECTOR; 6.BOOK AUTHOR POSITION: OWNER NATURE: AUTHOR INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2004 ADDRESS: 3391 BRANTLEY OAKS DRIVE, FORT MYERS FL 33905, UNITED STATES DESCRIPTION: WRITING, EDITING; 7.REAL LIFE FINANCIAL PLANNING BOOKS, KEEPING THEM CURRENT, AND MAINTAINING A WEBSITE NOTING THIS ACTIVITY.....KEEPING THIS SEPARATE FROM MY FINANCIAL PLANNING ACTIVITIES. 8. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-07-17
  • S63 Uniform Securities Agent State Law Examination
    1987-07-17
Designations

View on SEC IAPD

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