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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-09-25
NJ RA APPROVED 2011-12-01
  • TX RA
    APPROVED
    Since 2012-09-25
  • NJ RA
    APPROVED
    Since 2011-12-01

Branch Locations

1200 Howard Blvd, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mount Laurel NJ 06/2009 Present
Bank Of America, N.A. Mount Laurel NJ 08/2011 Present
Other Businesses

I*: 2049318Entity Type: Limited Liability CompanyName of OBA: 7Mile Capital, LLCAddress: Haddonfield, New JerseyInvestment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 10-Oct-2024Number of Hours: 0Number of Hours during trading: 0Duties: A friend and I are buying a sprinter van for personal use and putting it into an LLC. I*4022265, Entity Type: Entity For Profit, Name of OBA: Data Pups LLC, Address: Haddonfield, New Jersey, 08033, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 04/15/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: No time at all, passive investment,It is an LLC to make a private investment in a Data Center called Data One in Vineland NJ

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-30
  • S66 Uniform Combined State Law Examination
    2011-11-30

View on SEC IAPD

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