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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Tupper Lake | NY | 09/2023 | Present |
1) REAL ESTATE RENTAL,RENT OFFICE SPACE TO ANOTHER PARTY. 2) STUART NICHOLS POSITION: owner NATURE: Notary public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/1980 ADDRESS: 44 Park St., Tupper Lake NY 12986, United States DESCRIPTION: Notary public, witnessing document signatures. 3) STUART P. NICHOLS POSITION: Owner NATURE: Sole proprietorship insurance agency. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/17/2025 ADDRESS: 44 Park Street, Tupper Lake NY 12986, United States DESCRIPTION: Sales of life and health insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-07 |
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