Craig Harmon Shaver

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-11-20
TX	RA	APPROVED	2009-04-23

MN RA
APPROVED

Since 2013-11-20
TX RA
APPROVED

Since 2009-04-23

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Deephaven, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Minneapolis	MN	04/2009	Present
City National Bank	Minneapolis	MN	03/2022	Present

04/2009 → Present

Rbc Capital Markets, Llc

Minneapolis, MN
03/2022 → Present

City National Bank

Minneapolis, MN

Previous Registrations

2006-08-12 → 2009-05-05

Ubs Financial Services Inc.

Minneapolis, MN
2002-10-18 → 2006-08-12

Piper Sandler & Co.

Minneapolis, MN

Minneapolis, MN

Minneapolis, MN

Other Businesses

SHAVER FARM; ADDRESS: 14755 MINNESOTA STREET PELICAN RAPIDS, MN 56572; BUSINESS DESCRIPTION: FARM; NOT INVESTMENT RELATED; START DATE: 06/01/1987; CAPACITY: OWNER-ACTIVE; DUTIES: CORRESPONDENCE FOR FARM ACTIVITIES WITH FARMER AND OTHER INTERESTED PARTIES; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-15
S63	Uniform Securities Agent State Law Examination	1984-02-29

S65 Uniform Investment Adviser Law Examination

1999-12-15
S63 Uniform Securities Agent State Law Examination

1984-02-29

View on SEC IAPD