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Wade Atley Peterson

Wells Fargo Clearing Services, LLC

Lake Oswego, OR

Hillsboro, OR

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-10-26
OR RA APPROVED 2008-08-29
  • TX RA
    APPROVED_RES
    Since 2011-10-26
  • OR RA
    APPROVED
    Since 2008-08-29

Branch Locations

5400 Sw Meadows Rd Stes 200 & 250, Lake Oswego, OR 97035 • United States

Hillsboro, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Portland OR 05/2009 11/2016
Wells Fargo Clearing Services, Llc Portland OR 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-17
S63 Uniform Securities Agent State Law Examination 1984-03-02
  • S65 Uniform Investment Adviser Law Examination
    1999-02-17
  • S63 Uniform Securities Agent State Law Examination
    1984-03-02

View on SEC IAPD

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