J Geoffrey Grant

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	1997-07-08
TX	RA	APPROVED_RES	1991-04-08

CA RA
APPROVED

Since 1997-07-08
TX RA
APPROVED_RES

Since 1991-04-08

Branch Locations

Venice, CA • United States

100 Wilshire Blvd, Santa Monica, CA 90401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Santa Monica	CA	03/2008	Present
Bank Of America, N.A.	Santa Monica	CA	06/2011	Present

03/2008 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Monica, CA
06/2011 → Present

Bank Of America, N.A.

Santa Monica, CA

Other Businesses

I*: 2930368Entity Type: CharitableName of OBA: Mishkon TephiloAddress: Venice, CA 90291Investment Related: NoPosition, Title, Association: Committee memberEmployee Start Date:10/24/2014Number of Hours: 20 hrs wklyNumber of Hours during trading: 1 hr wklyDuties: Scout Troop 67 guidance.Outdoor activity and merit badge guidance

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-09-13
S63	Uniform Securities Agent State Law Examination	1984-03-14

S65 Uniform Investment Adviser Law Examination

1994-09-13
S63 Uniform Securities Agent State Law Examination

1984-03-14

Other Names

John Geoff Grant
John Geoffrey Grant
J. Geoffrey Grant
Geoffrey Grant
John G Grant
Geoff Grant
J. Geoffrey Grant

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