Colleen Elizabeth Cusick

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2023-07-06
CA	RA	APPROVED	1997-07-08
TX	RA	APPROVED_RES	1984-04-02

TN RA
APPROVED

Since 2023-07-06
CA RA
APPROVED

Since 1997-07-08
TX RA
APPROVED_RES

Since 1984-04-02

Branch Locations

1331 N California Blvd, Walnut Creek, CA 94596 • United States

201 Franklin Rd, Brentwood, TN 37027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Walnut Creek	CA	12/1983	Present
Bank Of America,Na	San Ramon	CA	08/2009	Present

12/1983 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Walnut Creek, CA
08/2009 → Present

Bank Of America,Na

San Ramon, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-14
S63	Uniform Securities Agent State Law Examination	1984-03-14

S66 Uniform Combined State Law Examination

2007-08-14
S63 Uniform Securities Agent State Law Examination

1984-03-14

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

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