Donald William Faul

Current Employers

Employment History

• 09/2008 → Present
  Lpl Financial, Llc
  Walnut Creek, CA
• 11/2015 → Present
  Strategic Wealth Advisors Group, Llc
  Walnut Creek, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2016-07-08 → 2026-06-26
  Mariner Advisor Network
  Walnut Creek, CA
  Walnut Creek, CA
• 2015-11-12 → 2016-07-08
  Strategic Wealth Advisors Group
  Brentwood, CA
  Coronado, CA

Other Businesses

1. 2/19/2013: Non-Variable Insurance - Fixed life insurance (cash value life, universal life, indexed life, term life), fixed annuities, health insurance, disability, and long-term care insurance strategies and solutions will be offered to prospects and clients outside of LPL. - TIME SPENT 10% - BRENTWOOD, CA. 2. 07/15/2019 - Mercer Partners, DBA: Mercer Partners Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/15/2019 - 160 Hours Per Month/160 Hours During Securities Trading 3. 09/06/2023 - Mercer Partners, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 08/01/2023 - 4 Hours Per Month / 0 During Trading 4. 09/29/2023 - Effie Communications - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 08/01/2023 - 4 Hours Per Month / 0 During Trading 5. 08/05/2025 - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start date: 04/15/2016 - 4 Hours Per Month / 0 During Trading 6. 07/07/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in MM/YYYY. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2008-11-11
• S63 Uniform Securities Agent State Law Examination
  1986-06-20

Designations

Other Names

• Donald W Faul