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9933 Dupont Circle Drive West Suite 100, Fort Wayne, IN 46825 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2012-10-11 |
Branch Locations
9933 Dupont Circle Drive West Suite 100, Fort Wayne, IN 46825 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Simple Auto | Petoskey | MI | 12/2005 | Present |
| Compass Financial Advisors, Llc | Ft. Wayne | IN | 10/2012 | Present |
| Harbour Investments, Inc | Madison | WI | 05/2016 | 12/2020 |
| Ausdal Financial Partners, Inc | Davenport | IA | 01/2021 | Present |
1) COMPASS FINANCIAL ADVISORS, LLC; INVESTMENT RELATED; FORT WAYNE, IN; RIA; IAR; ACTIVITY BEGAN 10/2012; I DEVOTE 80 HOURS PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; ASSIST CLIENTS WITH FINANCIAL GOALS. 2) INSURANCE SALES; INVESTMENT RELATED; FORT WAYNE, IN; INSURANCE SALES; AGENT;ACTIVITY BEGAN IN 1983; I DEVOTE LESS THAN ONE HOUR PER MONTH TO THIS ACTIVITY; SALE OF INSURANCE PRODUCTS. 3) SIMPLE AUTO SIMPLE CREDIT; NON INVESTMENT RELATED; PETOSKEY, MI; USED CAR CREDIT; PRESIDENT; ACTIVITY BEGAN 12/2005; I DEVOTE APXX 80 HOURS PER MONTH TO THIS ACTIVITY WITH 40 OF THOSE HOURS DURING TRADING HOURS; MANAGERIAL DUTIES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-01-30 |
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