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Michael Steven Gutt

Gutt Financial Management, LLC

Atlanta, GA

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Current Employers
Gutt Financial Management, Llc

3414 Peachtree Rd Ne 103 Monarch Plaza, Atlanta, GA 30326 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2004-01-26
  • GA RA
    APPROVED
    Since 2004-01-26

Branch Locations

3414 Peachtree Road Ne 103 Monarch Plaza, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gutt Financial Management Atlanta GA 08/1986 Present
  • 08/1986 → Present
    Gutt Financial Management
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-07-08
S63 Uniform Securities Agent State Law Examination 1984-05-22
  • S65 Uniform Investment Adviser Law Examination
    1991-07-08
  • S63 Uniform Securities Agent State Law Examination
    1984-05-22

View on SEC IAPD

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