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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2003-05-01
  • OR RA
    APPROVED
    Since 2003-05-01

Branch Locations

1055 W Airway Rd C103, Lebanon, OR 97355 • United States

Salem, OR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Toombs Insurance & Financial Services Lebanon OR 09/1986 Present
Toomb'S Insurance & Financial Services Lebanon OR 11/1993 Present
Linsco/Private Ledger Corp. Lebanon OR 05/1997 Present
  • 09/1986 → Present
    Toombs Insurance & Financial Services
    Lebanon, OR
  • 11/1993 → Present
    Toomb'S Insurance & Financial Services
    Lebanon, OR
  • 05/1997 → Present
    Linsco/Private Ledger Corp.
    Lebanon, OR
Other Businesses

03/12/2002 - OUTSIDE SALES OF NON-VARIABLE INSURANCE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-29
S63 Uniform Securities Agent State Law Examination 1988-10-25
  • S66 Uniform Combined State Law Examination
    2003-04-29
  • S63 Uniform Securities Agent State Law Examination
    1988-10-25

View on SEC IAPD

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