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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2014-06-27 |
| TX | RA | APPROVED | 2014-06-27 |
Branch Locations
1 Citizens Plz Ste 610, Providence, RI 02903-1344 • United States
Westport, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Providence | RI | 06/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Providence | RI | 03/2020 | Present |
Real Estate Ownership; Single Family; 27 Lakewood Road, , Dartmouth, MA, 02747; Not Investment-Related; 01/01/2022. Business Ownership; Windmill Braiding Equipment, LLC; Two member LLC (99% Owner) I Financed 100% of the purchase and operation. Provide small amount of consulting and oversight.; Manufacturing; 112 Knight Street, , Warwick, RI, 02886; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Real Estate License; Yes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-01 |
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