Jerry James Broussard

Current Employers

Broussard Financial Group, Llc

106 West Veterans Memorial Drive, Kaplan, LA 70548 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-11-26
LA	RA	APPROVED	2007-01-23

TX RA
APPROVED

Since 2010-11-26
LA RA
APPROVED

Since 2007-01-23

Branch Locations

106 W Veterans Memorial Drive, Kaplan, LA 70548 • United States

Kaplan, LA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Broussard Financial Group, Llc	Kaplan	LA	10/2002	Present

10/2002 → Present

Broussard Financial Group, Llc

Kaplan, LA

Previous Registrations

2000-05-18 → 2002-12-19

Eagle Strategies Llc

Lafayette, LA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-08-20
S65	Uniform Investment Adviser Law Examination	1997-08-20

S63 Uniform Securities Agent State Law Examination

1997-08-20
S65 Uniform Investment Adviser Law Examination

1997-08-20

Designations

View on SEC IAPD