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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-15
PA RA APPROVED 2011-05-30
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • PA RA
    APPROVED
    Since 2011-05-30

Branch Locations

100 Front Street Suite 600, West Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc West Conshohocken PA 04/2011 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 04/2011 → Present
    Morgan Stanley Smith Barney Llc
    West Conshohocken, PA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

FITLER SQUARE PARTNERS LLC - REAL ESTATE- EFFECTIVE DATE 03/2015

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-26
S63 Uniform Securities Agent State Law Examination 2010-06-29
  • S66 Uniform Combined State Law Examination
    2011-05-26
  • S63 Uniform Securities Agent State Law Examination
    2010-06-29

View on SEC IAPD

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