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333 South Hope Street, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-31 |
| CA | RA | APPROVED | 2021-07-01 |
| FL | RA | APPROVED | 2021-07-01 |
| GA | RA | APPROVED | 2021-07-01 |
| IL | RA | APPROVED | 2021-07-01 |
| NV | RA | APPROVED | 2021-07-01 |
| TX | RA | APPROVED_RES | 2021-07-01 |
Branch Locations
333 South Hope Street, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Bank And Trust Company | Los Angeles | CA | 01/2016 | 07/2021 |
| Capital Group Private Client Services, Inc. | Los Angeles | CA | 07/2021 | 04/2022 |
| Capital Group Private Client Services, Inc. | Los Angeles | CA | 04/2022 | Present |
FINANCIAL INVESTOR IN A SAFETY SHOE BUSINESS. I OWN 50%. NO DAY TO DAY INVOLVEMENT AT ALL (INVESTMENT ONLY). 2006 LAGONDA ENTERPRISES, LLC, 1103 4TH STREET, SANTA MONICA, CA 90403.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-10 |
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