Agnes Ann Roach

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2018-11-15

IL RA
APPROVED

Since 2018-11-15

Branch Locations

Gurnee, IL • United States

5 Revere Dr Ste 200, Northbrook, IL 60062 • United States

413 E Terra Cotta Ave, Crystal Lake, IL 60014 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aa Roach Financial Planning	Gurnee	IL	07/1985	Present
Cetera Advisor Networks Llc	El Segundo	CA	01/2013	11/2018
Lpl Financial	Gurnee	IL	11/2018	Present

07/1985 → Present

Aa Roach Financial Planning

Gurnee, IL
01/2013 → 11/2018

Cetera Advisor Networks Llc

El Segundo, CA
11/2018 → Present

Lpl Financial

Gurnee, IL

Previous Registrations

1998-02-01 → 2018-11-06

Cetera Wealth Services, Llc

Crystal Lake, IL

Crystal Lake, IL

Gurnee, IL
1998-05-26 → 2003-09-30

Aa Roach Financial Planning

Northbrook, IL

Other Businesses

1)06/01/1985 - DBA for LPL Business(entity for LPL Business) - AA ROACH FINANCIAL PLANNING - 100% - INVESTMENT RELATED - GURNEE, IL 60031

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-08-16

S63 Uniform Securities Agent State Law Examination

1984-08-16

Designations

Other Names

Agnes A Roach Ferguson

View on SEC IAPD