Raymond Orlando Padilla

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2021-07-21
NM	RA	APPROVED	2021-07-21

NV RA
APPROVED

Since 2021-07-21
NM RA
APPROVED

Since 2021-07-21

Branch Locations

Santa Fe, NM • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc.	Albuquerque	NM	05/1997	Present
Various Insurance Carriers	Santa Fe	NM	11/1997	Present
Raymond Padilla	Santa Fe	NM	01/1975	Present
Lpl Financial Llc	Albuquerque	NM	07/2021	Present

05/1997 → Present

Waddell & Reed, Inc.

Albuquerque, NM
11/1997 → Present

Various Insurance Carriers

Santa Fe, NM
01/1975 → Present

Raymond Padilla

Santa Fe, NM
07/2021 → Present

Lpl Financial Llc

Albuquerque, NM

Previous Registrations

1998-07-14 → 2021-07-21

Waddell & Reed

Los Alamos, NM

Santa Fe, NM

Albuquerque, NM

Santa Fe, NM

Santa Fe, NM

Las Vegas, NV

Albuquerque, NM

Other Businesses

1. 01/1975-PRESENT, RAYMOND PADILLA, SANTA FE NM, INCOME TAX PREPARATION, PREPARER, NOT INVESTMENT RELATED, 20 HRS PER MONTH FROM JAN. TO APRIL, 0 SECURITIES TRADING HRS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-02-26
S63	Uniform Securities Agent State Law Examination	1986-08-15

S65 Uniform Investment Adviser Law Examination

1998-02-26
S63 Uniform Securities Agent State Law Examination

1986-08-15

Other Names

Raymond O Padilla
Raymond Padilla

View on SEC IAPD