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John Grimaldi

Grimaldi Investment Services, LLC

Yorktown, IN

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Current Employers
Grimaldi Investment Services, Llc

Yorktown, IN • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 1991-09-30
  • IN RA
    APPROVED
    Since 1991-09-30

Branch Locations

Yorktown, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sycamore Financial Group Kokomo IN 08/1989 Present
  • 08/1989 → Present
    Sycamore Financial Group
    Kokomo, IN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-01-13
  • S63 Uniform Securities Agent State Law Examination
    1984-01-13
Other Names
  • Jack Grimaldi

View on SEC IAPD

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