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Dale Joseph Boettcher

Harmony Asset Management LLC

Scottsdale, AZ

Tampa, FL

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Current Employers
Harmony Asset Management Llc

16220 N. Scottsdale Road Suite 300, Scottsdale, AZ 85254 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-07-13
AZ RA APPROVED 2018-04-13
  • FL RA
    APPROVED
    Since 2018-07-13
  • AZ RA
    APPROVED
    Since 2018-04-13

Branch Locations

16220 N. Scottsdale Road Suite 300, Scottsdale, AZ 85254 • United States

4600 W. Cypress St Suite 110, Tampa, FL 33609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paver Solutions Tampa FL 03/2016 10/2017
Great Lakes & Atlantic Wealth Management Charlotte NC 12/2017 03/2018
American Wealth Management, Inc Atlanta GA 03/2018 09/2018
Harmony Asset Management Llc Scottsdale AZ 09/2018 Present
  • 03/2016 → 10/2017
    Paver Solutions
    Tampa, FL
  • 12/2017 → 03/2018
    Great Lakes & Atlantic Wealth Management
    Charlotte, NC
  • 03/2018 → 09/2018
    American Wealth Management, Inc
    Atlanta, GA
  • 09/2018 → Present
    Harmony Asset Management Llc
    Scottsdale, AZ
Previous Registrations
  • 2018-01-12 → 2018-06-04
    Hayden Royal
    Tampa, FL
    Charlotte, NC
  • 2017-10-06 → 2018-03-12
    Platinum Wealth Partners
    Tampa, FL
  • 2011-02-09 → 2016-03-30
    Morgan Stanley
    Tampa, FL
    Tampa, FL
    South Jordan, UT
    Clearwater, FL
  • 2007-04-02 → 2010-06-08
    Morgan Stanley & Co. Llc
    Gulfport, FL
    New York, NY
    Dallas, TX
    Dallas, TX
    Purchase, NY
  • 2003-01-21 → 2007-04-02
    Morgan Stanley Dw Inc.
    New York, NY
    Purchase, NY
Other Businesses

ADVANCED AUTO PARTS AUTO PART DEALER DELIVER AUTO PARTS SINCE 04/2022 18HRS PER WEEK NOT INVESTMENT RELATED INSURANCE LICENSED - LIFE AND HEALTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-30
S63 Uniform Securities Agent State Law Examination 1984-02-21
  • S65 Uniform Investment Adviser Law Examination
    1999-07-30
  • S63 Uniform Securities Agent State Law Examination
    1984-02-21
Other Names
  • Dale Joseph Boettcher

View on SEC IAPD

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