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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-25 |
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2014-05-20 |
Branch Locations
2150 Joshuas Path Ste 200, Hauppauge, NY 11788 • United States
Medford, NY • United States
Stuart, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Commack | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Hauppauge | NY | 03/2020 | Present |
Business Ownership; Wood Park Corp; President; Corporation is used to pay expenses of the business; 66 Pacific Dunes Court, , Medford, NY, 11763; Not Investment-Related; 03/26/2002; 10 to 19 hours per month; 1 to 9 during trading hours / 20NE Corp; Owner; Consulting; 20 NE PLANTATION RD APT 101, , STUART, FL, 34996; Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-20 |
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