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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-12-06 |
| MA | RA | APPROVED | 2021-11-10 |
Branch Locations
150A Andover St Ste 2, Danvers, MA 01923 • United States
3201 Tamiami Trail N 1St Flr, Naples, FL 34103 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Richard Cella Iii Insurance Agency, Inc | Ipswich | MA | 12/1997 | 11/2021 |
| Ipswich Bay Advisors | Danvers | MA | 02/2009 | 11/2021 |
| The Capital Advisory Group Advisory Services, Llc | Bloomington | MN | 03/2011 | 11/2021 |
| United Planners Financial Services | Scottsdale | AZ | 08/2016 | 11/2021 |
| Lifestyle Financial Group | Danvers | MA | 01/2010 | 11/2021 |
| Richard Cella Realty Ventures | Danvers | MA | 02/2007 | 11/2021 |
| Ibfr Realty Trust | Danvers | MA | 08/2009 | 11/2021 |
| 401K Capital Advisory | Danvers | MA | 01/2012 | 01/2019 |
| Advantage Publishing Group | Danvers | MA | 01/2015 | 11/2021 |
| Richard Cella, Author | Danvers | MA | 01/2015 | 11/2021 |
| Bb&R Realty Trust | Danvers | MA | 05/2012 | 12/2020 |
| Capital Advisory Group Advisory Services, Inc. | Danvers | MA | 01/2012 | 03/2022 |
| Lpl Financial, Llc | Danvers | MA | 11/2021 | Present |
1) 11/04/2021 - Started 2/01/2007- RICHARD CELLA REALTY VENTURES- Real Estate Rental- Owner- inv. related- Danvers, MA 01923- 1hr/mth 2) 11/04/2021 - Started 8/1/2009- IBFR REALTY Trust -Real Estate Rental- owner- inv. related- Danvers, MA 01923- 1hr/mth 3) 11/04/2021 - Started 1/1/2000- IPSWICH BAY ADVISORS- Insurance Agency- Owner- inv. related- Danvers, MA- 20% 4) 11/04/2021 - Started 1999- dba Ipswich Bay Advisors and Ipswich Bay Advisors, Inc. Non-Variable Insurance- Agent selling Life and heath - inv. related- Danvers, MA-15hrs/mth 5) 11/04/2021- Ipswich Bay Advisors- DBA for LPL Business (entity for LPL business)- inv. related- Danvers, MA 6) 11/04/2021 - Started 6/15/2018- R&D REALTY GROUP, LLC- Real Estate Rental- owner- inv. related- 12 SAMUEL RIGGS CIRCLE, GLOUCESTER, MA 01930- 1hrs/mth 7) 11/04/2021 - Started 1/2019- RIGGS COVE REALTY- Real Estate Rental- owner- inv. related-GLOUCESTER, MA 01930- 0hrs/mth 8) 11/04/2021 - Started 2021- IPSWICH BAY REALTY, LLC- Real Estate Rental- owner/partner- inv. related- GLOUCESTER, MA 01930- 1hr/mth 9) 11/04/2021 - Started 2021- RDJ ST. PETE PROPERTIES, LLC- Real Estate Rental- owner/partner- inv. related- GLOUCESTER, MA 01930- 1hr/mth 10) 2/7/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/01/2019 - 20 Hours Per Month During Securities Trading. 11) 11/24/2023 - Naples Bay Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 40 Hours Per Month/ During Trading 12) 09/27/2024 - IBA 401K Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/29/2024 - 3 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-19 |
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