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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-27
TX RA APPROVED 2026-03-18
  • FL RA
    APPROVED
    Since 2026-03-27
  • TX RA
    APPROVED
    Since 2026-03-18

Branch Locations

1201 S Orlando Avenue Suite 320, Winter Park, FL 32789 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1201 S. Orlando Avenue Suite 320, Winter Park, FL 32789 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Orlando FL 09/1999 03/2026
Fimognari Financial Winter Park FL 03/2010 03/2026
Lpl Financial Llc Winter Park FL 03/2026 Present
  • 09/1999 → 03/2026
    New York Life Insurance Company
    Orlando, FL
  • 03/2010 → 03/2026
    Fimognari Financial
    Winter Park, FL
  • 03/2026 → Present
    Winter Park, FL
Previous Registrations
Other Businesses

1. 03/2026 - PF Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/17/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-06
S63 Uniform Securities Agent State Law Examination 1984-02-08
  • S65 Uniform Investment Adviser Law Examination
    2001-02-06
  • S63 Uniform Securities Agent State Law Examination
    1984-02-08
Designations

View on SEC IAPD

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