Frank Eugene Carlini

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-06-29

PA RA
APPROVED

Since 2023-06-29

Branch Locations

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Pittsburgh	PA	09/2014	06/2021
Cetera Wealth Services, Llc	El Segundo	CA	06/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

09/2014 → 06/2021

Voya Financial Advisors

Pittsburgh, PA
06/2021 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2008-03-31 → 2021-06-09

Voya Financial Advisors, Inc.

Pittsburgh, PA

Pittsburgh, PA

Pittsburgh, PA

Ellicott City, MD

Pittsburgh, PA

Windsor, CT

Toledo, OH

Other Businesses

NAME OF ENTITY:Frank and Susan Carlini; Yes; 4805 SCOIOTA STREET PITTSBURGH PA 15224; PITTSBURGH; PA; 15224; rental properties; owner; 1/1/1994; 8; 8; receive rental income and maintain properties|NAME OF ENTITY: independent insurance agent; Yes; 4918 CYPRESS ST; PITTSBURGH; PA; 1522; fixed insurance sales; independent insurance agent; 6/5/2009; 80; 80; sales of fixed insaurance products|NAME OF ENTITY:FRANK CARLINI-NOTARY; No; 4918 CYPRESS ST; PITTSBURGH; PA; 15224; NOTARY REPUBLIC; NOTARY; 9/29/2004; 1; 0; NOTARIZE DOCUMENTS AS NEEDED.|

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1990-04-30
S63	Uniform Securities Agent State Law Examination	1984-10-30

S65 Uniform Investment Adviser Law Examination

1990-04-30
S63 Uniform Securities Agent State Law Examination

1984-10-30

Designations

View on SEC IAPD