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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

2775 Sand Hill Road Suite 120, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Lcc Menlo Park CA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Lcc
    Menlo Park, CA
Previous Registrations
Other Businesses

(1) Uber; Investment Related; Independent Contractor; Uber Driver; Start January 2016, After business hours: 10; Driving my vehicle as an uber driver during my free time. (2) Lyft; Not Investment Related; Independent Contractor; Driver; Start February 2016; During business hours: 0; After business hours: 8. (3) 480864 - Instacart; Not Investment Related; San Francisco, CA; Retail/Online Stores; Contractor; Start January 2022; During business hours: 0; After business hours: 20; Labor/Service. (4) 592031- Family Home Rentals in NJ; Investment Related; Brighton Beach, NJ; Real Estate; Inherited home from mother and father passing away; Start May 2022; During Business Hours: 0; After Business Hours: 1; Accounting/Bookkeeping, Property Management. (5) 592032 - Rental Property; Investment Related; Yardley, PA; Rental Property; Sole Proprietor / Owner; Start May 2022; During Business Hours: 0; After Business Hours: 1; Accounting/Bookkeeping, Property Management. (6) 64623 - Amy N. Brugger Designs; Investment Related; Woodside, CA; Art/Culture; Employee; Start April 2024; During Business Hours: 0; After Business Hours: 5; I have several paintings that I would like to offer up for sale. (7) 656357 - Amy Brugger, Sole Proprietor; Investment Related: No; Woodside, California; Publishing; Sole Proprietor/Owner; 08/2025; During business hours: 0; After business hours: 4; Starting a book to self publish. (8) 675852 - Uber / Lyft / Instacart; Not Investment Related; Woodside, CA; Car passenger and grocery delivery; I would sign up to drive for Uber, Lyft and Instacart for additional income; Start January 2026; During business hours: 0; After business hours: 30; Car / Taxi Service, Grocery Delivery.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-29
S63 Uniform Securities Agent State Law Examination 1992-11-20
  • S66 Uniform Combined State Law Examination
    2007-09-29
  • S63 Uniform Securities Agent State Law Examination
    1992-11-20
Other Names
  • Amy Louise Note
  • Amy Louise Brugger

View on SEC IAPD

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