Paul Michael Conklin

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-12-02
NJ	RA	APPROVED	2020-07-28
TX	RA	APPROVED_RES	2020-07-24

FL RA
APPROVED

Since 2021-12-02
NJ RA
APPROVED

Since 2020-07-28
TX RA
APPROVED_RES

Since 2020-07-24

Branch Locations

3801 Pga Boulevard Suite 700, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Florham Park	NJ	01/2008	07/2020
Bank Of America, N.A.	Florham Park	NJ	01/2010	07/2020
Morgan Stanley Smith Barney Llc	Palm Beach Gardens	FL	07/2020	Present
Morgan Stanley Private Bank, N.A	New York	NY	09/2020	Present

01/2008 → 07/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ
01/2010 → 07/2020

Bank Of America, N.A.

Florham Park, NJ
07/2020 → Present

Morgan Stanley Smith Barney Llc

Palm Beach Gardens, FL
09/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2008-01-10 → 2020-07-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ
2007-04-02 → 2008-01-15

Morgan Stanley & Co. Llc

Short Hills, NJ
2002-06-20 → 2007-04-02

Morgan Stanley Dw Inc.

Short Hills, NJ

Short Hills, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-12-08
S63	Uniform Securities Agent State Law Examination	1984-05-24

S65 Uniform Investment Adviser Law Examination

1992-12-08
S63 Uniform Securities Agent State Law Examination

1984-05-24

Designations

View on SEC IAPD