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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-02-24
LA RA APPROVED 2011-09-30
  • TX RA
    APPROVED
    Since 2012-02-24
  • LA RA
    APPROVED
    Since 2011-09-30

Branch Locations

5001 Us-190, Ste. A3, Covington, LA 70433 • United States

1945 East 70Th Suite D, Shreveport, LA 71105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 09/2011 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 09/2011 Present
Previous Registrations
  • 2009-12-14 → 2011-10-07
    Walnut Street Securities, Inc.
    Oklahoma City, OK
    Covington, LA
    Mandeville, LA
    Mandeville, LA
  • 2009-10-13 → 2009-12-04
    Live Oak Advisory Group, Llc
    Mandeville, LA
Other Businesses

1.LAVON H. WELCH INSURANCE SERVICES, 1978 NORTH HIGHWAY 190, STE A, COVINGTON, LA, 03/01/1983 AS AGENT - OWNER. INDEPENDENT INSURANCE AGENT THAT SELLS AND SERVICES LIFE AND HEALTH INSURANCE , FIXED ANNUITIES, DISABILITY INSURANCE, AND LONG TERM CARE INSURANCE. INVESTMENT RELATED. DEVOTES 15 HRS/WKLY. 10 HRS DURING TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 9/2011 AS ADVISORY REP OF A RIA. INV REL - 30 HR/WK - 20/TRADING. 09/30/11 3.WEALTHCARE SERVICES LLC, 1978 A NORTH HWY 190, COVINGTON, LA, 1/01/2016 AS EXECUTIVE MANAGER. INV REL - 5/WK - 2/TRADING. 4. LHW CONSULTING, LLC, 1978 A NORTH HWY 190, COVINGTON, LA, BUSINESS CONSULTING EXECUTIVE MANAGER-MEMBER- 02/19/21, INV REL, 15 HR/WK- 0/TRADING HR. 5.WEALTHCARE SERVICES, 1978 N. Hwy 190, Suite A, Covington LA 70433, United States, 10/08/2025, President, DBA Name, NIR, 140 HR/MO - 100 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-31
S63 Uniform Securities Agent State Law Examination 1998-10-23
  • S65 Uniform Investment Adviser Law Examination
    2005-05-31
  • S63 Uniform Securities Agent State Law Examination
    1998-10-23
Designations

View on SEC IAPD

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