John Mark Rinker

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-06-13
TX	RA	APPROVED	1991-01-01

NC RA
APPROVED

Since 2024-06-13
TX RA
APPROVED

Since 1991-01-01

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Austin, TX • United States

Fairview, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Austin	TX	01/2003	Present

01/2003 → Present

Ubs Financial Services Inc.

Austin, TX

Other Businesses

LIFE WELL LIVED / 120 WEST 8TH ST GEORGETOWN, TEXAS 78628 / PARTNERSHIP / FOOD, BEVERAGES & TOBACCO / DIETARY SUPPLEMENT DRINK / PARTNER / SIGNING PARTNER, REPRESENT COMPANY / START DATE 07/15/2012 / 1 - 2 HRS PER WEEK.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-05-14
S63	Uniform Securities Agent State Law Examination	1984-01-09

S65 Uniform Investment Adviser Law Examination

1993-05-14
S63 Uniform Securities Agent State Law Examination

1984-01-09