Jay Richard Spector

Current Employers

Employment History

• 03/2011 → 07/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
• 04/2011 → 07/2017
  Bank Of America, N.A.
  Scottsdale, AZ
• 07/2017 → Present
  Lpl Financial, Llc
  Scottsdale, AZ
• 07/2017 → Present
  Stratos Wealth Partners, Ltd
  Scottsdale, AZ

Previous Registrations

• 2011-03-24 → 2017-07-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
• 2009-11-04 → 2011-03-25
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
  Scottsdale, AZ

Other Businesses

1.07/28/2017; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Barton Spector Wealth Strategies; Investment Related; at Reported Business Location(s); Start Date 07/01/2017; 160hrs/mth; 8hrs during trading 2.07/28/2017; Investment products and services are offered through LPL Financial LLC using the DBA/trade name STRATOS WEALTH PARTNERS; Investment Related; at Reported Business Location(s); Start Date 07/01/2017; 160hrs/mth; 8hrs during trading 3.08/16/2017; BSWS, LLC; Business Entity For Tax/Investment Purposes Only; Investment Related; at Reported Business Location(s); Start Date 07/29/2017; 15hrs/mth; 10hrs during trading 4.08/29/2017; (Hybrid) Stratos Wealth Partners, LTD. / Stratos Wealth Partners, LTD.; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 07/01/2017; 160hrs/mth; 8hrs during trading; I provide investment advisory services through Stratos Wealth Partners, LTD., an independent investment advisor firm. I started this business activity in 07/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5.10/17/2018; none; Other; Not Investment Related; at Reported Business Location(s); Start Date 09/01/2018; 10hrs/mth; 0hrs during trading 6.09/25/2019; Barton Spector Wealth Strategies; Insurance Agency; Investment Related; ; Start Date 01/01/2019; 10hrs/mth; 10hrs during trading 7.04/19/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name EverVest Financial; Investment Related; at Reported Business Location(s); Start Date 04/01/2023; 80hrs/mth; 8hrs during trading 8.01/08/2024; EverVest Financial Holding, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 07/01/2023; 40hrs/mth; 40hrs during trading 9.01/30/2024; none; Other - promissory note; Not Investment Related; ; Start Date 07/01/2023; 0hrs/mth; 0hrs during trading 10.04/16/2025; Dial Junkies, LLC; Outside/W-2 Employment; Not Investment Related; phoenix,az; Start Date 04/10/2025; 2hrs/mth; 0hrs during trading 11.07/15/2025; NONE - book title The Reality Based Investor; Other - Book Royalty Income; Investment Related; Scottsdale,AZ; Start Date 06/16/2025; 4hrs/mth; 4hrs during trading 12.03/13/2026; Jewish Free Loan of Phoenix; Non-Profit Board Member; Not Investment Related; Scottsdale,AZ; Start Date 03/01/2026; 2hrs/mth; 0hrs during trading 13.05/19/2026; Fora Travel dba Spector Luxury Travel; Outside/W-2 Employment; Not Investment Related; Phoenix,AZ; Start Date 04/10/2025; 10hrs/mth; 0hrs during trading 14.07/21/2026; Fora Travel; Direct Sales/ MLM; Not Investment Related; Scottsdale,AZ; Start Date 05/14/2026; 5hrs/mth; 0hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-11-03
• S63 Uniform Securities Agent State Law Examination
  2007-01-22

Designations