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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-10-19 |
| TX | RA | APPROVED | 2017-09-21 |
Branch Locations
858 Camp Street, New Orleans, LA 70130 • United States
4035 Premier Drive Suite 201, High Point, NC 27265 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | High Point | NC | 04/2016 | 09/2017 |
| Lpl Financial, Llc | High Point | NC | 09/2017 | Present |
| Newedge Advisors, Llc (Gwm Advisors, Llc) | High Point | NC | 09/2017 | Present |
1. 9/21/2017 - CLINARD FINANCIAL - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Start 09/20/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 9/28/2017 - GWM Advisors, LLC - DBA: (Hybrid) Clinard Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/20/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 2/27/2018 - Clinard Financial - DBA: (Hybrid) Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 02/22/2018 - 160 Hours Per Month/140 Hours During Securities Trading. 4. 1/14/2019 - Clinard Financial LLC - DBA: Clinard Financial Design - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/11/2019 - 200 Hours Per Month/140 Hours During Securities Trading. 5. 07/02/2019 - Clinard FInancial LLC - DBA:High Point Financial Design - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:08/12/2019 - 140 hrs/mo - 140 hrs during trading. 6. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 09/20/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 09/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-30 |
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